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SOFARS

Part Number: SubPart

Special Operations Federal Acquisition Regulations Supplement

FAR DFARS

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Attachment 5601-2

USSOCOM Review and Approval Levels

Current to SCN202001

January 2020

Agreements under Other Transaction Authorities

Index

1.     Review Package Contents

5601-2.1a Review Package Contents Checklist (pending)

5601-2.1b Review and Approval Notes

2.     Approval Levels of Authority & Document Review

(Revised January 2020)

5601-2.2a SOF AT&L-KF/KH/KP/KW/KI/KR/KS

5601-2.2b SOFSA

5601-2.2c TAKO

5601-2.2d USASOC

5601-2.2e WARCOM

5601-2.2f NSWDG

5601-2.2g MARSOC

5601-2.2h AID and RDA

5601-2.2i RCO-Joint, RCO-Pope, RCO-Pope2 and RCO-Bragg

5601-2.2j SP-1 and SP-2

5601-2.2k SOF AT&L-KX, TSOCs, Contingency Operations, 24th SOW, and 905th

Attachment 5601-2.2a

APPROVAL LEVELS OF AUTHORITY AND DOCUMENT REVIEW – January 2020

(unless further restricted by individual Agreements Officer warrant levels)

SOF AT&L-KF/KH/KP/KW/KI/KR/KS

ACTION

REVIEW

APPROVAL

1. Use of OT Authority D&F1

NOTE: See Note 1 for calculating the value of OTs that include multiple transactions, phases, or follow-on production.

Competitive OT Procedures:

Equal to or less than $3M

Peer Review, Legal

AO

Greater than $3M, but less than $10M

Peer Review, Legal

HCD

Equal to or greater than $10M, but less than $100M

Peer Review, HCD, Legal

SOF AT&L-KM

Equal to or greater than $100M, but less than $500M

Peer Review, HCD, Legal, SOF AT&L-KM, HCA, & SPE

USD(R&E) or USD(A&S)

Equal to or greater than $500M

Peer Review, HCD, Legal, SOF AT&L-KM, HCA, & SPE

USD(R&E) or USD(A&S)

Sole source / Non-competitive OT:

Equal to or less than $1M

Peer Review, Legal

AO

Greater than $1M, but less than $10M

Peer Review, Legal

HCD

Equal to or greater than $10M, but less than $100M

Peer Review, HCD, Legal

SOF AT&L-KM

Equal to or greater than $100M, but less than $500M

Peer Review, HCD, Legal, SOF AT&L-KM, HCA, & SPE

USD(R&E) or USD(A&S)

Equal to or greater than $500M

Peer Review, HCD, Legal, SOF AT&L-KM, HCA, & SPE

USD(R&E) or USD(A&S)

Using other than RDT&E Funds:

Equal to or less than $250,000

Peer Review, Legal

AO

Greater than $250,000, but less than $10M

Peer Review, Legal

HCD

Equal to or greater than $10M, but less than $100M

Peer Review, HCD, Legal

SOF AT&L-KM

Equal to or greater than $100M, but less than $500M

Peer Review, HCD, Legal, SOF AT&L-KM, HCA, & SPE

USD(R&E) or USD(A&S)

Equal to or greater than $500M

Peer Review, HCD, Legal, SOF AT&L-KM, HCA, & SPE

USD(R&E) or USD(A&S)

2. Requests for Proposals, Solicitations, and Requests for White Papers1

Equal to or less than $5M

Peer Review, Legal

AO

Greater than $5M, but less than $10M

Peer Review, Legal

HCD

Equal to or greater than $10M

Peer Review, HCD, Legal

SOF AT&L KM

4. Agreement Clearance1

 Equal to or less than $3M

Peer Review, Legal

AO

Greater than $3M, but less than $10M

Peer Review, Legal

HCD

Equal to or greater than $10M

Peer Review, HCD, Legal

SOF AT&L-KM

Using other than RDT&E Funds:

Equal to or less than $250,000

Peer Review, Legal

AO

Greater than $250,000, but less than $10M

Peer Review, Legal

HCD

Equal to or greater than $10M

Peer Review, HCD, Legal

SOF AT&L-KM

NOTE: The Agreement Clearance is the approval of the negotiated business arrangement, to include all associated documentation. Agreement Clearance review shall be requested only after negotiations have concluded, the Agreement file is finalized, to include the Agreement Analysis Document, and prior to the Agreements Officer signing the Agreement.

5. Agreement Terminations2

 Equal to or less than $2M

Peer Review, Legal

HCD

Greater than $2M

Peer Review, HCD, Legal, & SOF AT&L-KM

HCA

1 When the HCD is also the AO, approval authority is one level above the Agreements officer.

2 When the HCD is also the AO, the approval authority will be the HCA.

Attachment 5601-2.2b

APPROVAL LEVELS OF AUTHORITY AND DOCUMENT REVIEW – January 2020

(unless further restricted by individual Agreements Officer warrant levels)

SOFSA

ACTION

REVIEW

APPROVAL

1. Use of OT Authority D&F1

NOTE: See Note 1 for calculating the value of OTs that include multiple transactions, phases, or follow-on production.

Competitive OT Procedures:

Equal to or less than $2M

Peer Review, Legal

AO

Greater than $2M, but less than $5M

Peer Review, Legal

FCO

Equal to or greater than $5M, but less than $100M

Peer Review, FCO, Legal

SOF AT&L-KM

Equal to or greater than $100M, but less than $500M

Peer Review, FCO, Legal, SOF AT&L-KM, HCA, & SPE

USD(R&E) or USD(A&S)

Equal to or greater than $500M

Peer Review, FCO, Legal, SOF AT&L-KM, HCA, & SPE

USD(R&E) or USD(A&S)

Sole source / Non-competitive OT:

Equal to or less than $1M

Peer Review, Legal

AO

Greater than $1M, but less than $5M

Peer Review, Legal

FCO

Equal to or greater than $5M, but less than $100M

Peer Review, FCO, Legal

SOF AT&L-KM

Equal to or greater than $100M, but less than $500M

Peer Review, FCO, Legal, SOF AT&L-KM, HCA, & SPE

USD(R&E) or USD(A&S)

Equal to or greater than $500M

Peer Review, FCO, Legal, SOF AT&L-KM, HCA, & SPE

USD(R&E) or USD(A&S)

Using other than RDT&E Funds:

Equal to or less than $250,000

Peer Review, Legal

AO

Greater than $250,000, but less than $5M

Peer Review, Legal

FCO

Equal to or greater than $5M, but less than $100M

Peer Review, FCO, Legal

SOF AT&L-KM

Equal to or greater than $100M, but less than $500M

Peer Review, FCO, Legal, SOF AT&L-KM, HCA, & SPE

USD(R&E) or USD(A&S)

Equal to or greater than $500M

Peer Review, FCO, Legal, SOF AT&L-KM, HCA, & SPE

USD(R&E) or USD(A&S)

2. Requests for Proposals, Solicitations, and Requests for White Papers1

Equal to or less than $2M

Peer Review, Legal

AO

Greater than $2M, but less than $5M

Peer Review, Legal

FCO

Equal to or greater than $5M

Peer Review, FCO, Legal

SOF AT&L KM

4. Agreement Clearance1

 Equal to or less than $2M

Peer Review, Legal

AO

Greater than $2M, but less than $5M

Peer Review, Legal

FCO

Equal to or greater than $5M

Peer Review, FCO, Legal

SOF AT&L-KM

Using other than RDT&E Funds:

Equal to or less than $250,000

Peer Review, Legal

AO

Greater than $250,000, but less than $5M

Peer Review, Legal

FCO

Equal to or greater than $5M

Peer Review, FCO, Legal

SOF AT&L-KM

NOTE: The Agreement Clearance is the approval of the negotiated business arrangement, to include all associated documentation. Agreement Clearance review shall be requested only after negotiations have concluded, the Agreement file is finalized, to include the Agreement Analysis Document, and prior to the Agreements Officer signing the Agreement.

5. Agreement Terminations2

 Equal to or less than $2M

Peer Review, Legal

FCO

Greater than $2M

Peer Review, FCO, Legal, & SOF AT&L-KM

HCA

1 When the FCO is also the AO, approval authority is one level above the Agreements officer.

2 When the FCO is also the AO, the approval authority will be the HCA.

Attachment 5601-2.2c

APPROVAL LEVELS OF AUTHORITY AND DOCUMENT REVIEW – January 2020

(unless further restricted by individual Agreements Officer warrant levels)

TAKO

ACTION

REVIEW

APPROVAL

1. Use of OT Authority D&F1

NOTE: See Note 1 for calculating the value of OTs that include multiple transactions, phases, or follow-on production.

Competitive OT Procedures:

Equal to or less than $2M

Peer Review, Legal

AO

Greater than $2M, but less than $5M

Peer Review, Legal

FCO

Equal to or greater than $5M, but less than $100M

Peer Review, FCO, Legal

SOF AT&L-KB

Equal to or greater than $100M, but less than $500M

Peer Review, FCO, Legal, SOF AT&L-KB, HCA, & SPE

USD(R&E) or USD(A&S)

Equal to or greater than $500M

Peer Review, FCO, Legal, SOF AT&L-KB, HCA, & SPE

USD(R&E) or USD(A&S)

Sole source / Non-competitive OT:

Equal to or less than $1M

Peer Review, Legal

AO

Greater than $1M, but less than $5M

Peer Review, Legal

FCO

Equal to or greater than $5M, but less than $100M

Peer Review, FCO, Legal

SOF AT&L-KB

Equal to or greater than $100M, but less than $500M

Peer Review, FCO, Legal, SOF AT&L-KB, HCA, & SPE

USD(R&E) or USD(A&S)

Equal to or greater than $500M

Peer Review, FCO, Legal, SOF AT&L-KB, HCA, & SPE

USD(R&E) or USD(A&S)

Using other than RDT&E Funds:

Equal to or less than $250,000

Peer Review, Legal

AO

Greater than $250,000, but less than $5M

Peer Review, Legal

FCO

Equal to or greater than $5M, but less than $100M

Peer Review, FCO, Legal

SOF AT&L-KB

Equal to or greater than $100M, but less than $500M

Peer Review, FCO, Legal, SOF AT&L-KB, HCA, & SPE

USD(R&E) or USD(A&S)

Equal to or greater than $500M

Peer Review, FCO, Legal, SOF AT&L-KB, HCA, & SPE

USD(R&E) or USD(A&S)

2. Requests for Proposals, Solicitations, and Requests for White Papers1

Equal to or less than $2M

Peer Review, Legal

AO

Greater than $2M, but less than $5M

Peer Review, Legal

FCO

Equal to or greater than $5M

Peer Review, FCO, Legal

SOF AT&L KB

4. Agreement Clearance1

 Equal to or less than $2M

Peer Review, Legal

AO

Greater than $2M, but less than $5M

Peer Review, Legal

FCO

Equal to or greater than $5M

Peer Review, FCO, Legal

SOF AT&L-KB

Using other than RDT&E Funds:

Equal to or less than $250,000

Peer Review, Legal

AO

Greater than $250,000, but less than $5M

Peer Review, Legal

FCO

Equal to or greater than $5M

Peer Review, FCO, Legal

SOF AT&L-KB

NOTE: The Agreement Clearance is the approval of the negotiated business arrangement, to include all associated documentation. Agreement Clearance review shall be requested only after negotiations have concluded, the Agreement file is finalized, to include the Agreement Analysis Document, and prior to the Agreements Officer signing the Agreement.

5. Agreement Terminations2

 Equal to or less than $2M

Peer Review, Legal

FCO

Greater than $2M

Peer Review, FCO, Legal, & SOF AT&L-KB

HCA

1 When the FCO is also the AO, approval authority is one level above the Agreements officer.

2 When the FCO is also the AO, the approval authority will be the HCA.

Attachment 5601-2.2d

APPROVAL LEVELS OF AUTHORITY AND DOCUMENT REVIEW – January 2020

(unless further restricted by individual Agreements Officer warrant levels)

USASOC

ACTION

REVIEW

APPROVAL

1. Use of OT Authority D&F1

NOTE: See Note 1 for calculating the value of OTs that include multiple transactions, phases, or follow-on production.

Competitive OT Procedures:

Equal to or less than $2M

Peer Review, Legal

AO

Greater than $2M, but less than $5M

Peer Review, Legal

FCO

Equal to or greater than $5M, but less than $100M

Peer Review, FCO, Legal

SOF AT&L-KB

Equal to or greater than $100M, but less than $500M

Peer Review, FCO, Legal, SOF AT&L-KB, HCA, & SPE

USD(R&E) or USD(A&S)

Equal to or greater than $500M

Peer Review, FCO, Legal, SOF AT&L-KB, HCA, & SPE

USD(R&E) or USD(A&S)

Sole source / Non-competitive OT:

Equal to or less than $1M

Peer Review, Legal

AO

Greater than $1M, but less than $5M

Peer Review, Legal

FCO

Equal to or greater than $5M, but less than $100M

Peer Review, FCO, Legal

SOF AT&L-KB

Equal to or greater than $100M, but less than $500M

Peer Review, FCO, Legal, SOF AT&L-KB, HCA, & SPE

USD(R&E) or USD(A&S)

Equal to or greater than $500M

Peer Review, FCO, Legal, SOF AT&L-KB, HCA, & SPE

USD(R&E) or USD(A&S)

Using other than RDT&E Funds:

Equal to or less than $250,000

Peer Review, Legal

AO

Greater than $250,000, but less than $5M

Peer Review, Legal

FCO

Equal to or greater than $5M, but less than $100M

Peer Review, FCO, Legal

SOF AT&L-KB

Equal to or greater than $100M, but less than $500M

Peer Review, FCO, Legal, SOF AT&L-KB, HCA, & SPE

USD(R&E) or USD(A&S)

Equal to or greater than $500M

Peer Review, FCO, Legal, SOF AT&L-KB, HCA, & SPE

USD(R&E) or USD(A&S)

2. Requests for Proposals, Solicitations, and Requests for White Papers1

Equal to or less than $2M

Peer Review, Legal

AO

Greater than $2M, but less than $5M

Peer Review, Legal

FCO

Equal to or greater than $5M

Peer Review, FCO, Legal

SOF AT&L KB

4. Agreement Clearance1

 Equal to or less than $2M

Peer Review, Legal

AO

Greater than $2M, but less than $5M

Peer Review, Legal

FCO

Equal to or greater than $5M

Peer Review, FCO, Legal

SOF AT&L-KB

Using other than RDT&E Funds:

Equal to or less than $250,000

Peer Review, Legal

AO

Greater than $250,000, but less than $5M

Peer Review, Legal

FCO

Equal to or greater than $5M

Peer Review, FCO, Legal

SOF AT&L-KB

NOTE: The Agreement Clearance is the approval of the negotiated business arrangement, to include all associated documentation. Agreement Clearance review shall be requested only after negotiations have concluded, the Agreement file is finalized, to include the Agreement Analysis Document, and prior to the Agreements Officer signing the Agreement.

5. Agreement Terminations2

 Equal to or less than $2M

Peer Review, Legal

SOF AT&L-KB

Greater than $2M

Peer Review, FCO, Legal, & SOF AT&L-KB

HCA

1 When the FCO is also the AO, approval authority is one level above the Agreements officer.

2 When the FCO is also the AO, the approval authority will be the HCA.

Attachment 5601-2.2e

APPROVAL LEVELS OF AUTHORITY AND DOCUMENT REVIEW – January 2020

(unless further restricted by individual Agreements Officer warrant levels)

WARCOM

ACTION

REVIEW

APPROVAL

1. Use of OT Authority D&F1

NOTE: See Note 1 for calculating the value of OTs that include multiple transactions, phases, or follow-on production.

Competitive OT Procedures:

Equal to or less than $1M

Peer Review, Legal

AO

Greater than $1M, but less than $2M

Peer Review, Legal

FCO

Equal to or greater than $2M, but less than $100M

Peer Review, FCO, Legal

SOF AT&L-KB

Equal to or greater than $100M, but less than $500M

Peer Review, FCO, Legal, SOF AT&L-KB, HCA, & SPE

USD(R&E) or USD(A&S)

Equal to or greater than $500M

Peer Review, FCO, Legal, SOF AT&L-KB, HCA, & SPE

USD(R&E) or USD(A&S)

Sole source / Non-competitive OT:

Equal to or less than $500,000

Peer Review, Legal

AO

Greater than $500,000, but less than $2M

Peer Review, Legal

FCO

Equal to or greater than $2M, but less than $100M

Peer Review, FCO, Legal

SOF AT&L-KB

Equal to or greater than $100M, but less than $500M

Peer Review, FCO, Legal, SOF AT&L-KB, HCA, & SPE

USD(R&E) or USD(A&S)

Equal to or greater than $500M

Peer Review, FCO, Legal, SOF AT&L-KB, HCA, & SPE

USD(R&E) or USD(A&S)

Using other than RDT&E Funds:

Equal to or less than $250,000

Peer Review, Legal

AO

Greater than $250,000, but less than $2M

Peer Review, Legal

FCO

Equal to or greater than $2M, but less than $100M

Peer Review, FCO, Legal

SOF AT&L-KB

Equal to or greater than $100M, but less than $500M

Peer Review, FCO, Legal, SOF AT&L-KB, HCA, & SPE

USD(R&E) or USD(A&S)

Equal to or greater than $500M

Peer Review, FCO, Legal, SOF AT&L-KB, HCA, & SPE

USD(R&E) or USD(A&S)

2. Requests for Proposals, Solicitations, and Requests for White Papers1

Equal to or less than $2M

Peer Review, Legal

AO

Greater than $2M, but less than $5M

Peer Review, Legal

FCO

Equal to or greater than $5M

Peer Review, FCO, Legal

SOF AT&L KB

4. Agreement Clearance1

 Equal to or less than $1M

Peer Review, Legal

AO

Greater than $1M, but less than $2M

Peer Review, Legal

FCO

Equal to or greater than $2M

Peer Review, FCO, Legal

SOF AT&L-KB

Using other than RDT&E Funds:

Equal to or less than $250,000

Peer Review, Legal

AO

Greater than $250,000, but less than $2M

Peer Review, Legal

FCO

Equal to or greater than $2M

Peer Review, FCO, Legal

SOF AT&L-KB

NOTE: The Agreement Clearance is the approval of the negotiated business arrangement, to include all associated documentation. Agreement Clearance review shall be requested only after negotiations have concluded, the Agreement file is finalized, to include the Agreement Analysis Document, and prior to the Agreements Officer signing the Agreement.

5. Agreement Terminations2

 Equal to or less than $2M

Peer Review, Legal

FCO

Greater than $2M

Peer Review, FCO, Legal, & SOF AT&L-KB

HCA

1 When the FCO is also the AO, approval authority is one level above the Agreements officer.

2 When the FCO is also the AO, the approval authority will be the HCA.

Attachment 5601-2.2f

APPROVAL LEVELS OF AUTHORITY AND DOCUMENT REVIEW – January 2020

(unless further restricted by individual Agreements Officer warrant levels)

NSWDG

ACTION

REVIEW

APPROVAL

1. Use of OT Authority D&F1

NOTE: See Note 1 for calculating the value of OTs that include multiple transactions, phases, or follow-on production.

Competitive OT Procedures:

Equal to or less than $250,000

Peer Review, Legal

AO

Greater than $250,000, but less than $1M

Peer Review, Legal

FCO

Equal to or greater than $1M, but less than $100M

Peer Review, FCO, Legal

SOF AT&L-KB

Equal to or greater than $100M, but less than $500M

Peer Review, FCO, Legal, SOF AT&L-KB, HCA, & SPE

USD(R&E) or USD(A&S)

Equal to or greater than $500M

Peer Review, FCO, Legal, SOF AT&L-KB, HCA, & SPE

USD(R&E) or USD(A&S)

Sole source / Non-competitive OT:

Equal to or less than $250,000

Peer Review, Legal

AO

Greater than $250,000, but less than $1M

Peer Review, Legal

FCO

Equal to or greater than $1M, but less than $100M

Peer Review, FCO, Legal

SOF AT&L-KB

Equal to or greater than $100M, but less than $500M

Peer Review, FCO, Legal, SOF AT&L-KB, HCA, & SPE

USD(R&E) or USD(A&S)

Equal to or greater than $500M

Peer Review, FCO, Legal, SOF AT&L-KB, HCA, & SPE

USD(R&E) or USD(A&S)

Using other than RDT&E Funds:

Equal to or less than $100,000

Peer Review, Legal

AO

Greater than $100,000, but less than $1M

Peer Review, Legal

FCO

Equal to or greater than $1M, but less than $100M

Peer Review, FCO, Legal

SOF AT&L-KB

Equal to or greater than $100M, but less than $500M

Peer Review, FCO, Legal, SOF AT&L-KB, HCA, & SPE

USD(R&E) or USD(A&S)

Equal to or greater than $500M

Peer Review, FCO, Legal, SOF AT&L-KB, HCA, & SPE

USD(R&E) or USD(A&S)

2. Requests for Proposals, Solicitations, and Requests for White Papers1

Equal to or less than $250,000

Peer Review, Legal

AO

Greater than $250,000, but less than $1M

Peer Review, Legal

FCO

Equal to or greater than $1M

Peer Review, FCO, Legal

SOF AT&L KB

4. Agreement Clearance1

 Equal to or less than $250,000

Peer Review, Legal

AO

Greater than $250,000, but less than $1M

Peer Review, Legal

FCO

Equal to or greater than $1M

Peer Review, FCO, Legal

SOF AT&L-KB

Using other than RDT&E Funds:

Equal to or less than $100,000

Peer Review, Legal

AO

Greater than $100,000, but less than $1M

Peer Review, Legal

FCO

Equal to or greater than $1M

Peer Review, FCO, Legal

SOF AT&L-KB

NOTE: The Agreement Clearance is the approval of the negotiated business arrangement, to include all associated documentation. Agreement Clearance review shall be requested only after negotiations have concluded, the Agreement file is finalized, to include the Agreement Analysis Document, and prior to the Agreements Officer signing the Agreement.

5. Agreement Terminations2

 Equal to or less than $2M

Peer Review, Legal

SOF AT&L-KB

Greater than $2M

Peer Review, FCO, Legal, & SOF AT&L-KB

HCA

1 When the FCO is also the AO, approval authority is one level above the Agreements officer.

2 When the FCO is also the AO, the approval authority will be the HCA.

Attachment 5601-2.2g

APPROVAL LEVELS OF AUTHORITY AND DOCUMENT REVIEW – January 2020

(unless further restricted by individual Agreements Officer warrant levels)

MARSOC

ACTION

REVIEW

APPROVAL

1. Use of OT Authority D&F1

NOTE: See Note 1 for calculating the value of OTs that include multiple transactions, phases, or follow-on production.

Competitive OT Procedures:

Equal to or less than $250,000

Peer Review, Legal

AO

Greater than $250,000, but less than $1M

Peer Review, Legal

FCO

Equal to or greater than $1M, but less than $100M

Peer Review, FCO, Legal

SOF AT&L-KB

Equal to or greater than $100M, but less than $500M

Peer Review, FCO, Legal, SOF AT&L-KB, HCA, & SPE

USD(R&E) or USD(A&S)

Equal to or greater than $500M

Peer Review, FCO, Legal, SOF AT&L-KB, HCA, & SPE

USD(R&E) or USD(A&S)

Sole source / Non-competitive OT:

Equal to or less than $250,000

Peer Review, Legal

AO

Greater than $250,000, but less than $1M

Peer Review, Legal

FCO

Equal to or greater than $1M, but less than $100M

Peer Review, FCO, Legal

SOF AT&L-KB

Equal to or greater than $100M, but less than $500M

Peer Review, FCO, Legal, SOF AT&L-KB, HCA, & SPE

USD(R&E) or USD(A&S)

Equal to or greater than $500M

Peer Review, FCO, Legal, SOF AT&L-KB, HCA, & SPE

USD(R&E) or USD(A&S)

Using other than RDT&E Funds:

Equal to or less than $100,000

Peer Review, Legal

AO

Greater than $100,000, but less than $1M

Peer Review, Legal

FCO

Equal to or greater than $1M, but less than $100M

Peer Review, FCO, Legal

SOF AT&L-KB

Equal to or greater than $100M, but less than $500M

Peer Review, FCO, Legal, SOF AT&L-KB, HCA, & SPE

USD(R&E) or USD(A&S)

Equal to or greater than $500M

Peer Review, FCO, Legal, SOF AT&L-KB, HCA, & SPE

USD(R&E) or USD(A&S)

2. Requests for Proposals, Solicitations, and Requests for White Papers1

Equal to or less than $250,000

Peer Review, Legal

AO

Greater than $250,000, but less than $1M

Peer Review, Legal

FCO

Equal to or greater than $1M

Peer Review, FCO, Legal

SOF AT&L KB

4. Agreement Clearance1

 Equal to or less than $250,000

Peer Review, Legal

AO

Greater than $250,000, but less than $1M

Peer Review, Legal

FCO

Equal to or greater than $1M

Peer Review, FCO, Legal

SOF AT&L-KB

Using other than RDT&E Funds:

Equal to or less than $100,000

Peer Review, Legal

AO

Greater than $100,000, but less than $1M

Peer Review, Legal

FCO

Equal to or greater than $1M

Peer Review, FCO, Legal

SOF AT&L-KB

NOTE: The Agreement Clearance is the approval of the negotiated business arrangement, to include all associated documentation. Agreement Clearance review shall be requested only after negotiations have concluded, the Agreement file is finalized, to include the Agreement Analysis Document, and prior to the Agreements Officer signing the Agreement.

5. Agreement Terminations2

 Equal to or less than $2M

Peer Review, Legal

FCO

Greater than $2M

Peer Review, FCO, Legal, & SOF AT&L-KB

HCA

1 When the FCO is also the AO, approval authority is one level above the Agreements officer.

2 When the FCO is also the AO, the approval authority will be the HCA.

Attachment 5601-2.2h

APPROVAL LEVELS OF AUTHORITY AND DOCUMENT REVIEW – January 2020

(unless further restricted by individual Agreements Officer warrant levels)

AID and RDA

ACTION

REVIEW

APPROVAL

1. Use of OT Authority D&F1

NOTE: See Note 1 for calculating the value of OTs that include multiple transactions, phases, or follow-on production.

Competitive OT Procedures:

Equal to or less than $1M

Peer Review, Legal

AO

Greater than $1M, but less than $2M

Peer Review, Legal

FCO

Equal to or greater than $2M, but less than $100M

Peer Review, FCO, Legal

SOF AT&L-KB

Equal to or greater than $100M, but less than $500M

Peer Review, FCO, Legal, SOF AT&L-KB, HCA, & SPE

USD(R&E) or USD(A&S)

Equal to or greater than $500M

Peer Review, FCO, Legal, SOF AT&L-KB, HCA, & SPE

USD(R&E) or USD(A&S)

Sole source / Non-competitive OT:

Equal to or less than $500,000

Peer Review, Legal

AO

Greater than $500,000, but less than $2M

Peer Review, Legal

FCO

Equal to or greater than $2M, but less than $100M

Peer Review, FCO, Legal

SOF AT&L-KB

Equal to or greater than $100M, but less than $500M

Peer Review, FCO, Legal, SOF AT&L-KB, HCA, & SPE

USD(R&E) or USD(A&S)

Equal to or greater than $500M

Peer Review, FCO, Legal, SOF AT&L-KB, HCA, & SPE

USD(R&E) or USD(A&S)

Using other than RDT&E Funds:

Equal to or less than $250,000

Peer Review, Legal

AO

Greater than $250,000, but less than $2M

Peer Review, Legal

FCO

Equal to or greater than $2M, but less than $100M

Peer Review, FCO, Legal

SOF AT&L-KB

Equal to or greater than $100M, but less than $500M

Peer Review, FCO, Legal, SOF AT&L-KB, HCA, & SPE

USD(R&E) or USD(A&S)

Equal to or greater than $500M

Peer Review, FCO, Legal, SOF AT&L-KB, HCA, & SPE

USD(R&E) or USD(A&S)

2. Requests for Proposals, Solicitations, and Requests for White Papers1

Equal to or less than $2M

Peer Review, Legal

AO

Greater than $2M, but less than $5M

Peer Review, Legal

FCO

Equal to or greater than $5M

Peer Review, FCO, Legal

SOF AT&L KB

4. Agreement Clearance1

 Equal to or less than $1M

Peer Review, Legal

AO

Greater than $1M, but less than $2M

Peer Review, Legal

FCO

Equal to or greater than $2M

Peer Review, FCO, Legal

SOF AT&L-KB

Using other than RDT&E Funds:

Equal to or less than $250,000

Peer Review, Legal

AO

Greater than $250,000, but less than $2M

Peer Review, Legal

FCO

Equal to or greater than $50M

Peer Review, FCO, Legal

SOF AT&L-KB

NOTE: The Agreement Clearance is the approval of the negotiated business arrangement, to include all associated documentation. Agreement Clearance review shall be requested only after negotiations have concluded, the Agreement file is finalized, to include the Agreement Analysis Document, and prior to the Agreements Officer signing the Agreement.

5. Agreement Terminations2

 Equal to or less than $2M

Peer Review, Legal

FCO

Greater than $2M

Peer Review, FCO, Legal, & SOF AT&L-KB

HCA

1 When the FCO is also the AO, approval authority is one level above the Agreements officer.

2 When the FCO is also the AO, the approval authority will be the HCA.

Attachment 5601-2.2i

APPROVAL LEVELS OF AUTHORITY AND DOCUMENT REVIEW – January 2020

(unless further restricted by individual Agreements Officer warrant levels)

RCO-Joint, RCO-Pope, RCO-Pope2 and RCO-Bragg

ACTION

REVIEW

APPROVAL

1. Use of OT Authority D&F1

NOTE: See Note 1 for calculating the value of OTs that include multiple transactions, phases, or follow-on production.

Competitive OT Procedures:

Equal to or less than $250,000

Peer Review, Legal

AO

Greater than $250,000, but less than $1M

Peer Review, Legal

FCO

Equal to or greater than $1M, but less than $100M

Peer Review, FCO, Legal

SOF AT&L-KB

Equal to or greater than $100M, but less than $500M

Peer Review, FCO, Legal, SOF AT&L-KB, HCA, & SPE

USD(R&E) or USD(A&S)

Equal to or greater than $500M

Peer Review, FCO, Legal, SOF AT&L-KB, HCA, & SPE

USD(R&E) or USD(A&S)

Sole source / Non-competitive OT:

Equal to or less than $250,000

Peer Review, Legal

AO

Greater than $250,000, but less than $1M

Peer Review, Legal

FCO

Equal to or greater than $1M, but less than $100M

Peer Review, FCO, Legal

SOF AT&L-KB

Equal to or greater than $100M, but less than $500M

Peer Review, FCO, Legal, SOF AT&L-KB, HCA, & SPE

USD(R&E) or USD(A&S)

Equal to or greater than $500M

Peer Review, FCO, Legal, SOF AT&L-KB, HCA, & SPE

USD(R&E) or USD(A&S)

Using other than RDT&E Funds:

Equal to or less than $100,000

Peer Review, Legal

AO

Greater than $100,000, but less than $1M

Peer Review, Legal

FCO

Equal to or greater than $1M, but less than $100M

Peer Review, FCO, Legal

SOF AT&L-KB

Equal to or greater than $100M, but less than $500M

Peer Review, FCO, Legal, SOF AT&L-KB, HCA, & SPE

USD(R&E) or USD(A&S)

Equal to or greater than $500M

Peer Review, FCO, Legal, SOF AT&L-KB, HCA, & SPE

USD(R&E) or USD(A&S)

2. Requests for Proposals, Solicitations, and Requests for White Papers1

Equal to or less than $250,000

Peer Review, Legal

AO

Greater than $250,000, but less than $1M

Peer Review, Legal

FCO

Equal to or greater than $1M

Peer Review, FCO, Legal

SOF AT&L KB

4. Agreement Clearance1

 Equal to or less than $250,000

Peer Review, Legal

AO

Greater than $250,000, but less than $1M

Peer Review, Legal

FCO

Equal to or greater than $1M

Peer Review, FCO, Legal

SOF AT&L-KB

Using other than RDT&E Funds:

Equal to or less than $100,000

Peer Review, Legal

AO

Greater than $100,000, but less than $1M

Peer Review, Legal

FCO

Equal to or greater than 1M

Peer Review, FCO, Legal

SOF AT&L-KB

NOTE: The Agreement Clearance is the approval of the negotiated business arrangement, to include all associated documentation. Agreement Clearance review shall be requested only after negotiations have concluded, the Agreement file is finalized, to include the Agreement Analysis Document, and prior to the Agreements Officer signing the Agreement.

5. Agreement Terminations2

 Equal to or less than $2M

Peer Review, Legal

FCO

Greater than $2M

Peer Review, FCO, Legal, & SOF AT&L-KB

HCA

1 When the FCO is also the AO, approval authority is one level above the Agreements officer.

2 When the FCO is also the AO, the approval authority will be the HCA.

Attachment 5601-2.2j

APPROVAL LEVELS OF AUTHORITY AND DOCUMENT REVIEW – January 2020

(unless further restricted by individual Agreements Officer warrant levels)

SP-1 and SP-2

ACTION

REVIEW

APPROVAL

1. Use of OT Authority D&F1

NOTE: See Note 1 for calculating the value of OTs that include multiple transactions, phases, or follow-on production.

Competitive OT Procedures:

Equal to or less than $500,000

Peer Review, Legal

AO

Greater than $500,000, but less than $1M

Peer Review, Legal

FCO

Equal to or greater than $1M, but less than $100M

Peer Review, FCO, Legal

SOF AT&L-KB

Equal to or greater than $100M, but less than $500M

Peer Review, FCO, Legal, SOF AT&L-KB, HCA, & SPE

USD(R&E) or USD(A&S)

Equal to or greater than $500M

Peer Review, FCO, Legal, SOF AT&L-KB, HCA, & SPE

USD(R&E) or USD(A&S)

Sole source / Non-competitive OT:

Equal to or less than $250,000

Peer Review, Legal

AO

Greater than $250,000, but less than $1M

Peer Review, Legal

FCO

Equal to or greater than $50M, but less than $100M

Peer Review, FCO, Legal

SOF AT&L-KB

Equal to or greater than $100M, but less than $500M

Peer Review, FCO, Legal, SOF AT&L-KB, HCA, & SPE

USD(R&E) or USD(A&S)

Equal to or greater than $500M

Peer Review, FCO, Legal, SOF AT&L-KB, HCA, & SPE

USD(R&E) or USD(A&S)

Using other than RDT&E Funds:

Equal to or less than $100,000

Peer Review, Legal

AO

Greater than $100,000, but less than $1M

Peer Review, Legal

FCO

Equal to or greater than $50M, but less than $100M

Peer Review, FCO, Legal

SOF AT&L-KB

Equal to or greater than $100M, but less than $500M

Peer Review, FCO, Legal, SOF AT&L-KB, HCA, & SPE

USD(R&E) or USD(A&S)

Equal to or greater than $500M

Peer Review, FCO, Legal, SOF AT&L-KB, HCA, & SPE

USD(R&E) or USD(A&S)

2. Requests for Proposals, Solicitations, and Requests for White Papers1

Equal to or less than $500,000

Peer Review, Legal

AO

Greater than $500,000, but less than $1M

Peer Review, Legal

FCO

Equal to or greater than $1M

Peer Review, FCO, Legal

SOF AT&L KB

4. Agreement Clearance1

 Equal to or less than $500,000

Peer Review, Legal

AO

Greater than $500,000, but less than $1M

Peer Review, Legal

FCO

Equal to or greater than $1M

Peer Review, FCO, Legal

SOF AT&L-KB

Using other than RDT&E Funds:

Equal to or less than $100,000

Peer Review, Legal

AO

Greater than $100,000, but less than $1M

Peer Review, Legal

FCO

Equal to or greater than $1M

Peer Review, FCO, Legal

SOF AT&L-KB

NOTE: The Agreement Clearance is the approval of the negotiated business arrangement, to include all associated documentation. Agreement Clearance review shall be requested only after negotiations have concluded, the Agreement file is finalized, to include the Agreement Analysis Document, and prior to the Agreements Officer signing the Agreement.

5. Agreement Terminations2

 Equal to or less than $2M

Peer Review, Legal

FCO

Greater than $2M

Peer Review, FCO, Legal, & SOF AT&L-KB

HCA

1 When the FCO is also the AO, approval authority is one level above the Agreements officer.

2 When the FCO is also the AO, the approval authority will be the HCA.

Attachment 5601-2.2k

APPROVAL LEVELS OF AUTHORITY AND DOCUMENT REVIEW – January 2020

(unless further restricted by individual Agreements Officer warrant levels)

SOF AT&L-KX, TSOCs, Contingency Operations, 24th SOW, and 905th

ACTION

REVIEW

APPROVAL

1. Use of OT Authority D&F1

NOTE: See Note 1 for calculating the value of OTs that include multiple transactions, phases, or follow-on production.

Competitive OT Procedures:

Equal to or less than $150,000

Peer Review, Legal

AO

Greater than $150,000, but less than $250,000

Peer Review, Legal

FCO

Equal to or greater than $250,000, but less than $100M

Peer Review, FCO, Legal

SOF AT&L-KX

Equal to or greater than $100M, but less than $500M

Peer Review, FCO, Legal, SOF AT&L-KX, HCA, & SPE

USD(R&E) or USD(A&S)

Equal to or greater than $500M

Peer Review, FCO, Legal, SOF AT&L-KX, HCA, & SPE

USD(R&E) or USD(A&S)

Sole source / Non-competitive OT:

Equal to or less than $100,000

Peer Review, Legal

AO

Greater than $100,000, but less than $250,000

Peer Review, Legal

FCO

Equal to or greater than $250,000, but less than $100M

Peer Review, FCO, Legal

SOF AT&L-KX

Equal to or greater than $100M, but less than $500M

Peer Review, FCO, Legal, SOF AT&L-KX, HCA, & SPE

USD(R&E) or USD(A&S)

Equal to or greater than $500M

Peer Review, FCO, Legal, SOF AT&L-KX, HCA, & SPE

USD(R&E) or USD(A&S)

Using other than RDT&E Funds:

Equal to or less than $50,000

Peer Review, Legal

AO

Greater than $50,000, but less than $250,000

Peer Review, Legal

FCO

Equal to or greater than $250,000, but less than $100M

Peer Review, FCO, Legal

SOF AT&L-KX

Equal to or greater than $100M, but less than $500M

Peer Review, FCO, Legal, SOF AT&L-KX, HCA, & SPE

USD(R&E) or USD(A&S)

Equal to or greater than $500M

Peer Review, FCO, Legal, SOF AT&L-KX, HCA, & SPE

USD(R&E) or USD(A&S)

2. Requests for Proposals, Solicitations, and Requests for White Papers1

Equal to or less than $150,000

Peer Review, Legal

AO

Greater than $150,000, but less than $250,000

Peer Review, Legal

FCO

Equal to or greater than $250,000

Peer Review, FCO, Legal

SOF AT&L KX

4. Agreement Clearance1

 Equal to or less than $150,000

Peer Review, Legal

AO

Greater than $150,000, but less than $250,000

Peer Review, Legal

FCO

Equal to or greater than $250,000

Peer Review, FCO, Legal

SOF AT&L-KX

Using other than RDT&E Funds:

Equal to or less than $50,000

Peer Review, Legal

AO

Greater than $50,000, but less than $250,000

Peer Review, Legal

FCO

Equal to or greater than $250,000

Peer Review, FCO, Legal

SOF AT&L-KX

NOTE: The Agreement Clearance is the approval of the negotiated business arrangement, to include all associated documentation. Agreement Clearance review shall be requested only after negotiations have concluded, the Agreement file is finalized, to include the Agreement Analysis Document, and prior to the Agreements Officer signing the Agreement.

5. Agreement Terminations2

 Equal to or less than $2M

Peer Review, Legal

FCO

Greater than $2M

Peer Review, FCO, Legal, & SOF AT&L-KX

HCA

1 When the FCO is also the AO, approval authority is one level above the Agreements officer.

2 When the FCO is also the AO, the approval authority will be the HCA.